ESOP Investment Advisors (including 401k's), Consultants & Advisors

Jim Massey - Morgan Stanley

ESOP Investment Advisors (including 401k's) in Dallas, TX

Prior to joining Morgan Stanley, Jim held leadership positions with top middle-market Investment Banking firms as Founder, Director, and Head of the Houlihan, Lokey, Howard & Zukin Dallas office and led the Duff & Phelps Southwest regional office as Managing Director and City Leader....

Ann Kim - Morgan Stanley

ESOP Investment Advisors (including 401k's) in Chicago, IL

Ann is an accomplished ESOP executive with 20+ years of experience in a multitude of industries. Prior to joining The ESOP Group at Morgan Stanley, she was the General Counsel and Chief Administrative Officer at a $500MM employee-owned company. Prior to her tenure in private industry, ...

William (Bill) Obrien - Morgan Stanley

ESOP Investment Advisors (including 401k's) in Chicago, IL

Bill has been focusing on ESOPs and capital markets since 1989. He is Co-head of The ESOP Group at Morgan Stanley, assisting business owners and corporations, including several in the Fortune 100, in areas such as corporate liquidity transactions, business succession planning, retireme...

An ESOP Financial Advisor provides more than advice or guidance to customers on financial matters.  ESOP financial advisors can provide many different services, such as investment management, income tax preparation and estate planning, in support of the business owner's current Financial Advisors. ESOP Financial Adviosrs must carry the Series 65 license in order to offer services with business owners and their employees, as well as the public. A wide variety of licenses are available for the services that a financial advisor can provide.  People like stockbrokers, insurance agents, tax preparers and financial planners are all members of this group. Estate planners and bankers may fall under this umbrella as well. ESOPMarketplace.com has broken out a few of these services to help the business owner and their advisors select who they need.  Importantly, the difference with our ESOP Financial Advisors over others is our advisors integrate their services for ESOPs, and support a business owner's personal financial advisor when an ESOP transaction occurs.